"The first reaction to guerilla warfare
must be to protect and control the population."-
Brigadier Richard L. Clutterbuck, from The Long,
Long War: Counterinsurgency in Malaya and
Vietnam
"What the peasant wants to know is: Does
the government mean to win the war? Because if
not, he will have to support the insurgent."-
their exemplary and thorough
victory in Malaya, to provide such a model.1
Commentators cite the British Army's superior
organizational adaptability and flexibility,
strategic patience, their predilection for using
the minimum force necessary, the relative ease
with which they integrated civil and military
aspects of national power, and the apparent
facility with which they adapted their strategies
to local circumstances of geography and
culture.
We would indeed do well to emulate the
aforementioned characteristics of British
counterinsurgency practice, but there was more to
British success in Malaya than a good attitude.
The key element of their success was the
effective internment of the Chinese "squatter"
population, the segment of Malayan society from
which the insurgents almost entirely drew their
strength.2
By interning the "squatters" in fortified "New
Villages," the British and their Malayan allies
were able to deny the communist insurgents access
to recruits, food, and military supplies. It also
allowed them to narrow the scope of their
intelligence efforts, as the insurgents had to
maintain contact with their base under the very
noses of the Anglo-Malayan government.
This strategy was liable to abuse. In Kenya,
against the contemporary Mau Mau rebellion, the
British employed the same strategy as they had in
Malaya, in this case interning basically all of
the ethnic Kikuyu. The system of detention camps
and fortified villages quickly degenerated into
what historian Caroline Elkins has called
"Britain's Gulag in Kenya."3
Eventually, the ensuing scandal forced Britain
to grant independence even more rapidly than the
accelerating pressures of decolonization would
have anyway. Still, the colonial administration
was able to defeat a much larger and more widely
supported insurgency, more quickly, than it had
in Malaya.
A strategy of population control was not
invariably effective, however. In Vietnam, the
Diem regime's British-advised and
American-supported attempt to implement this
strategy, the Strategic Hamlet program, not only
failed to weaken the insurgency but actually
exacerbated popular resistance.
On the other hand, the situation in Vietnam
differed significantly from that in Malaya and
Kenya. In contrast to the insurgent movements in
those two countries, isolated both from external
support and concentrated in a socially distinct
minority, the Viet Cong enjoyed robust external
support from North Vietnam and at least minimal
legitimacy among the ethnically homogeneous South
Vietnamese. Indeed, it was Diem's power base, the
minority Catholic community, that was in danger
of being isolated.
As troubling as it might be, the evidence
suggests that the main lesson to be drawn from
the British practice of counterinsurgency is that
physical control of the contested segment of the
population is essential. Further, that control is
greatly facilitated when the insurgency's support
is concentrated among a small and relatively
unpopular minority of the population.4
When that condition obtains, as it did in
Malaya and Kenya, a strategy of population
control can succeed. When conditions are
different, as they were in Vietnam, this strategy
will fail. In Iraq today, the situation resembles
that which obtained in Malaya and Kenya more than
it resembles conditions in Vietnam. A strategy of
population control could therefore be applied,
provided it was modified to account for local
circumstances and the evolution in international
mores.
Draining the Swamp: Controlling the Chinese
"Squatters" in Malaya
According to U.S. Army Lieutenant Colonel John
Nagl and others, British authorities in Malaya
took some time even to realize that they were
beset with communist "alligators" before
realizing that only "draining the swamp" could
eliminate them. This they did by systematically
concentrating the Chinese squatter population,
roughly 500,000 of Malaya's 1950s population of
approximately 5,000,000, into fortified and
tightly controlled "New Villages." Denied
effective access to supporters and supplies, the
insurgency melted away. Physical control and
security thus put the British in an advantageous
position that their subsequent and much-praised
military and intelligence operations merely
exploited. Over the period between the
implementation of the Briggs Plan in 1951 and the
granting of Malaya's independence in 1957, this
strategy of population control broke the back of
the communist insurgency.
According to Lieutenant General John Coates of
the Australian Army, the Malayan insurgency
benefited almost as much from British inattention
and ineptitude as its own inherent strength. In
his operational analysis of the Malayan
Emergency, Coates discovered that the British
mostly relied on the communists' commitment to
disarm and join the political process in the
immediate postwar period.
Officials blithely ignored barely concealed
subversion until the scope and scale of communist
attacks compelled the government in London to
intervene. By that time, insurgents were killing
almost 200 civilians, police, and officials a
month.5 British inattention had obscured the
insurgency's weaknesses.
Most important, the Communist Party was never
able to broaden its appeal beyond the Chinese
squatters, comprising about one tenth of Malaya's
population.6 The squatters, as their name
suggests, lived in ramshackle communities in the
jungle, on land to which they had no legitimate
title.
The indigenous Malays bore little love for the
Chinese, originally imported by the British to
work in Malaya's rubber plantations and tin mines
under stringent limitations. Moreover, while all
ethnic Chinese resented the Malays' entrenched
advantages, those in the urban and
entrepreneurial classes had little yearning for a
socialist utopia. Even most of the squatters were
far more concerned with material improvements in
their lives than with establishing a new
political order.7
Thus the communists were left depending upon a
minority of a minority to accomplish the
revolution.For that reason, it was relatively
simple to isolate the insurgency physically and
politically.
Sir Robert Thompson, a Malaya veteran who
later went on to advise the Diem regime in
Vietnam, noted how important it was that Malaya's
short border with friendly Thailand could be
sealed easily.8 Within Malaya, it was a matter of
denying insurgents access to potential sources of
support. Understanding that squatters constituted
both the insurgency's base of support and its
Achilles' heel, the Anglo-Malayan government
moved to bring them firmly under government
control. Sir Harold Rawdon Briggs, appointed
Director of Operations in 1950, is generally
credited with realizing that controlling the
population was essential to defeating the
insurgency. Over the next two years, the British
relocated the entire squatter population into
approximately 423 "New Villages," intended to be
inaccessible to the communist guerillas.9
The government did more than put barbed wire
and entrenchments between the insurgents and the
squatters; it neutralized the desire to support
the insurgents. Briggs conceived of the
counterinsurgency campaign as a "competition in
government," which informed the location, design,
and organization of the New Villages.
First, the government attempted to minimize
disruption to community life. Whenever possible,
the British relied upon regroupment, in which
existing communities were consolidated and
fortified, resettling or moving everyone only
when absolutely necessary. In either case, life
in the resulting New Village represented a
significant improvement over the squatters'
ramshackle jungle dwellings.
The government provided better infrastructure,
ensuring access to medical care and education.
Another key difference was that the squatters now
had a formal right to the land on which they
lived. These small but significant steps
eliminated many of the grievances which had
animated the squatters, thereby depriving the
insurgents of considerable support.10
There is nothing controversial about combating
an insurgency by improving the lot of the
population, but there was a substantial element
of repression to the strategy as well. Access to
each New Village was tightly controlled.
Villagers were subject to search upon exit and
entry. Smuggling food, medicine, or other
militarily useful items was subject to severe
punishment.
Frequently it did not come to that. Instead,
those caught smuggling often led the authorities
to the guerillas in order to avoid punishment.
Enforcing these and other emergency regulations
was the responsibility of the police, mostly
ethnic Malays, who were not inclined to align
themselves with the Chinese, let alone with the
communists.
Usually the police detachment would also
include one or more ethnic Chinese Special Branch
officers, responsible for ferreting out
subversive elements within the community itself.
The police detachment also would be responsible
for defending the community, assisted by a "Home
Guard" drawn from the community itself. The
formation of this Home Guard not only removed a
manpower burden from government forces, it also
actively involved squatter communities on the
side of the government. The army assumed
responsibility only for operations outside the
wire, being distributed so as to be able to
rapidly reinforce villages in the event of
attack. Overseeing the integration of the
different elements were top-flight
administrators, many of whom spoke Chinese and
had been drawn from throughout the British
Empire.11
The government then focused on destroying the
insurgency, conducting a campaign of indirect
approach. Instead of concentrating immediately
upon the areas where the insurgency was
strongest, Sir Gerald Templer, Briggs' successor,
focused on building support for the government
where the insurgency was weak.
Such a policy had the advantages of gradually
accreting strength to the government through
enhanced economic activity. It also created the
appearance of momentum, and it created a
favorable contrast with conditions in areas
troubled by insurgents.
Of course, this policy affronted businessmen
and officials in areas where the communists were
strong. When, in response to their entreaties,
the government attempted to attack the guerillas
directly, such operations were rarely
decisive.12
Establishing the New Villages required not
only physical infrastructure but a legal one as
well. The Emergency Regulations of 1948 and 1949
that established the New Villages gave the
government significant powers: control of food,
which it could ration or restrict as a form of
collective punishment; unlimited police powers of
search and seizure; the ability to detain
suspects indefinitely or deport without trial;
and, obviously, the right to forcibly resettle
populations. Death was the penalty for many of
the more serious infractions of these
regulations. Such measures affront modern
sensibilities and undoubtedly led to some abuses.
For instance, Anglo-Malayan government did impose
collective punishment, albeit sparingly. One of
Sir Gerald Templer's first acts as High
Commissioner was to impose a 22-hour-a-day curfew
on the rebel stronghold of Tanjong Malim,
simultaneously halving its food ration.13 Even
unwitting mistakes could have drastic
consequences. General John Coates regrets the
fate of Malayan aborigines, resettled to protect
them from insurgent intimidation, noting in
passing that "thousands died."14
On the other hand, the procedural protections
to which Western society was accustomed, even in
1950, would have proved unworkable against an
insurgent campaign of murder and intimidation. As
the quotation from Sir Robert Thompson at the
beginning of this article indicates, the
government's determination to win, and its
willingness to take the measures necessary to
prevail, will often determine the allegiance of
the uncommitted. While such broad and severe
measures were essential to controlling the
insurgency, Malayan veteran Brigadier Richard
Clutterbuck argued that it was equally important
that these powers were formally spelled out and
impartially applied. Such formalities replaced
the potential perception of government actions as
arbitrary and abusive with an understanding that
the government was strict but effective. They
also ensured that the Anglo-Malayan actions went
no further than the British government and elites
within Malayan society were willing to
support.15
The tight control over the Chinese squatters
was the decisive element in British strategy. It
enabled the other aspects of that strategy which
recent analysts have praised so much. In the
words of Thompson, describing the general
application of such a strategy, "The 'hold'
aspect of operations is undoubtedly the most
crucial and the most complex, involving as it
does the establishment of a solid security
framework covering the whole population living in
the villages and small towns of a given area."16
Access control and surveillance identified
insurgent supporters. Officials could then
exploit these individuals to find their contacts
both in the jungle and in the villages, enabling
the intelligence-directed operations, for
instance. Isolating the population forced the
insurgents to reveal themselves if they wanted
access to that population, and greatly
complicated the insurgent task in mobilizing the
population.
The results speak for themselves. By 1957,
insurgent strength had declined from its
estimated peak of 8,000 in 1952 to a total of
2,000, of which only about 200 were active
combatants. Attacks plunged from a monthly peak
of about 100 in 1952 to about 20 in 1957. The
insurgency, of course, did not merely wither.
Exploiting the favorable conditions created by
population control through offensive operations
to kill or capture insurgents still took several
years. Because the government had control of the
population, however, the insurgency could not
make good its losses. But while victory could be
measured in 1957, the decisive point had been
reached in 1952. As Clutterbuck put it, "The
government had won a major victory, though this
was not to become apparent until the middle of
the following year [1953]."17
Incurring Moral Hazard: Suppressing the Mau
Mau
The British applied the same strategy in Kenya
to combat the Mau Mau insurgency, which
officially lasted from 1952 to 1956, but they
applied it with a far heavier hand. Like the
communists in Malaya, the Mau Mau in Kenya drew
their support almost exclusively from one ethnic
minority, the Kikuyu. As in Malaya, the British
overlooked the Mau Mau's considerable growth in
strength and support until several spectacular
murders forced the colonial administration to
acknowledge its existence. At that point, the
government overreacted. Sir Evelyn Baring, the
newly appointed governor, imported the Malayan
model wholesale in order to combat the
insurgency. Unfortunately, Baring's government
applied it without the sensitivity and restraint
that had characterized Britain's conduct of the
Malayan Emergency. At one point, almost every
Kikuyu male of military age had been detained,
with the remaining Kikuyu interned in fortified
villages. These villages resembled Malaya's New
Villages, but without the amenities. An earlier
passage in this article noted Caroline Elkins'
characterization of the resulting system as
"Britain's Gulag in Kenya."
Historian David Anderson, in his Histories of
the Hanged, asserts that the colonial regime
"became a police state in the very fullest sense
of that term."18 In the end, Britain's domestic
reaction to revelations of the nature and scope
of the brutality accelerated Britain's retreat
from empire, much as revelations of torture
soured the French public on the war in Algeria.
For all that, Baring's government had effectively
crushed the Mau Mau by then, and had done so
using the colony's internal resources. Britain's
suppression of the Mau Mau thus teaches us how a
population control strategy can get out of hand.
It also supports the troubling conclusion that it
is control of a given population, and not
cultural sensitivity toward it, that was the
decisive aspect of the British practice of
counterinsurgency.
Britain's victory in Kenya was due in no small
part to the structural vulnerabilities of the
insurgency. At first glance, the Mau Mau may seem
to have posed a much more formidable threat than
the squatters in Malaya. The Mau Mau had gained a
much stronger hold over Kenya's 1.5 million
Kikuyu than the communists had over Malaya's
ethnic Chinese. Elkins asserts that almost all of
those 1.5 million people had taken some form of
the Mau Mau oath to expel the British or die
trying.
Actual combatants numbered around 20,000 at
the peak of the insurgency, though how many of
these were effective fighters remains open to
question.19 Yet the Mau Mau's success in
mobilizing the Kikuyu apparently came at the cost
of alienating Kenya's other groups. To be sure,
their goals of ejecting the British and
redistributing British-held land enjoyed wide
support.
The Mau Mau, however, failed to advance a
political program for what would replace British
domination, or even a strategy for ejecting them.
This failure prevented them from drawing support
from other segments of Kenyan society, who
dreaded the prospect of Kikuyu domination even
more than they detested the British
overlordship.
Finally, in contrast to the Malayan
communists, who could draw upon their World War
II experience of guerilla warfare against the
Japanese, the Mau Mau lacked either the
experience of or any preparation for guerilla
warfare. Their attacks thus consisted mostly of
small-scale massacres of isolated white settlers,
and, more frequently, Africans. Structurally, the
Mau Mau could wreak havoc, but not forge a
revolution.20
The Mau Mau's failure to broaden their appeal
allowed the British to isolate the Kikuyu from
the rest of Kenyan society, and to draw resources
from that society to suppress the rebellion.
Drawing on the example of Malaya, Baring enacted
wide-ranging emergency regulations to enable him
to combat the insurgency. He established a
network of fortified villages for the purpose of
isolating guerilla fighters from their base of
support. As in Malaya, these villages were
supposed to represent an improvement over
previous communities. Unlike Malaya, there were
not enough resources available to realize this
intent. The inhabitants of these villages, mostly
women, children, and the elderly, were forced to
build the villages themselves.
Conditions in those villages were brutal. The
Home Guard, recruited from Kikuyu loyalists or
ethnic rivals of the Kikuyu, treated the
inhabitants as spoils of war. Rape, murder, and
other forms of despoliation and maltreatment were
not uncommon.
As for the men, most were either fighting in
the jungle or under detention. At the high point
of the insurgency, 70,000 Kikuyu were in
detention camps, where conditions were even
worse. While one might question Caroline Elkins'
tenuously supported estimate of 100,000 deaths,
it is probable that a great many civilians lost
their lives in detention camps and fortified
villages. These conditions constituted a very
real stain on Britain's honor, and the
revelations over the extent of the abuse
occasioned public outrage. The Macmillan
government, already unsentimentally committed to
wholesale decolonization, accelerated Kenya's
autonomy as a result of popular uproar over the
so-called "Hola River Massacre" in 1959, in which
several inmates were murdered.21
Perhaps the most horrifying aspect of this
system of abuse was that it arose through
neglect, not intention. Even the impassioned
Elkins is unwilling to attribute the cruel
conduct of the Kenyan counterinsurgency primarily
to malice aforethought, attributing much of the
result to the lack of resources. Unlike Malaya,
Kenya could not claim to be part of the Cold
War.
Thus Governor Baring had to make do with the
colony's own financial and human resources,
especially the fairly racist and highly
self-interested white settler population. These
settlers were more likely to take vengeance than
to ameliorate legitimate grievances. The much
larger population to be controlled also placed a
much greater strain on available resources.
Most important, Baring had considerably less
room to conciliate the insurgents. In contrast to
the situation in Malaya, Baring was responsible
for maintaining Britain's somewhat unjust
colonial domination, a goal to which few Kenyans
could subscribe from altruism. Thus instead of
enlisting support, Baring had to buy it with
whatever he could expropriate from suspected
rebels. All this made the conflict especially and
unnecessarily cruel.22
Even so, these tactics broke the Mau Mau. With
independence, power passed peacefully to Jomo
Kenyatta. While Kenyatta had been falsely
imprisoned for fomenting their rebellion, he had
in truth steadfastly refused any connection with
the Mau Mau, even while in prison. Out of prison
and in power, he continued to grant former Mau
Mau neither credit for independence nor a share
of power in post-independence Kenya. Kenya
remained a member of the Commonwealth of Nations.
With constrained resources and flawed
instruments, Baring had defeated an insurgency of
larger scope and greater appeal than the one that
had challenged the British in Malaya. He had also
deeply compromised Britain's moral status.23
Vietnam: The Failure of the Strategic
Hamlet Program
One place where a strategy of population
control did not work was Vietnam. Of course,
given the war's ultimate result, it is hard to
argue that anything else did, either. In the
early 1960s, things looked different, however.
Hoping to replicate Britain's success in Malaya,
South Vietnamese President Ngo Dinh Diem
initiated the Strategic Hamlet program under the
direction of his brother, Ngo Dinh Nhu. Diem
relied heavily on advice he got from Sir Robert
Thompson, who had played a prominent role as a
member of Sir Gerald Templer's administration in
Malaya.
Thompson and others would later argue that
Diem implemented the plan poorly, striving for
quantity over quality. The speed and scope with
which people were transferred into these
fortified camps ensured that the process not only
alienated the peasantry whose support Diem was
trying to gain, but also was ineffective in the
end.24 In any event, America abandoned the
Strategic Hamlet program with the Diem regime
after the November 1963 coup, narrowing its focus
to the formidable challenge of defeating the
People's Army of Vietnam and main force Viet Cong
maneuver formations. This approach, often
referred to as the strategy of attrition, proved
an even bigger mistake in the end.
Yet while no counterinsurgency strategy
attempted in Vietnam proved ultimately
successful, those which eventually showed promise
contained many of the same elements. The Marine
Corps' Combined Assistance Platoon program,
largely successful where applied, focused on
providing security to villagers by embedding
Marine squads in local village militias, and the
Civil Operations and Revolutionary Development
Support (CORDS) program of US Military Assistance
Command, Vietnam (MACV) achieved limited success
by coordinating security and civic action at the
village level in a manner reminiscent of Malaya's
New Villages.25 Yet if these initiatives produced
any success, it was not enough to enable South
Vietnam to gain the internal strength and
cohesion required to resist North Vietnamese
conquest indefinitely.
The most compelling explanation for the
failure of the Strategic Hamlet program lay in
Vietnam's vastly different recent history,
geography, and demography. In contrast to the
relatively weak Malayan communists or the Mau
Mau, the Viet Cong could build on the remnants of
the Viet Minh insurgency that had defeated the
French.
Moreover, the Viet Cong were vigorously and
continuously supported by North Vietnam, unlike
the Malayans and the Mau Mau, who largely had to
fend for themselves. Most important, it was the
Diem regime, and not the insurgents, that drew
its strength from a distinct minority of the
population, the Vietnamese Catholics, while the
communists took special care not to alienate the
Buddhist majority. Indeed, deriving their lineage
from the Viet Minh, the National Liberation Front
proved better able to lay claim to a legitimizing
nationalist ideology.
Conclusion: Applying the British Model
Today
The results of this comparative historical
analysis are troubling. In Malaya, Sir Harold
Briggs and his successor, Gerald Templer,
combined a strategy of population control with an
effective "hearts and minds" campaign to better
the living conditions of the Chinese squatters,
breaking the back of the insurgency in about five
years. In Kenya, Evelyn Baring executed a far
crueler version of the strategy employed in
Malaya. There, the violence and brutality of
repression clearly outweighed the feeble and
poorly resourced attempts to win Kikuyu "hearts
and minds." Nonetheless, the Mau Mau were
essentially broken in four years.
This comparison suggests that the vital
element in both counterinsurgency efforts was the
effective internment of the subject populations,
and not efforts at social amelioration. While we
would like to believe that "winning hearts and
minds" is both important and effective, these
examples suggest that the effort is neither
essential nor decisive. Instead, what will
determine success in counterinsurgency is how
effectively the insurgent may be denied access to
his base of support. The question is whether this
analysis has any bearing on our current
situation, especially in Iraq.
It may not. The situation there differs
considerably from that which obtained in 1950s
Malaya and Kenya. Iraq's military geography is
considerably more challenging. Like Vietnam, and
unlike either Malaya or Kenya, Iraq shares long
and porous borders with neighboring states-in
this case Syria and Iran, neither of which favors
the emergence of a democratic, Western-oriented
Iraq. Foreign fighters flow over these borders
virtually unhindered.
There are also a lot more people in Iraq.
There are almost as many Sunni Arabs as there
were Malayans. Moreover, unlike Malaya's small
and easily sequestered villages, Iraq's
population largely resides in relatively large,
contiguous urban areas. Samarra, Falluja, and Tal
Afar, all scenes of recent combat, each number
about 200,000 or more.
The United Nations estimates that Iraq is
about 79 percent urbanized.26 Breaking these
cities down into manageable and defensible units
would present considerable challenges in
implementation. At a more fundamental level, even
with our Iraqi partners, we don't have enough
administrators, police, and soldiers with a
sufficient working knowledge of Iraqi society and
culture. Such administrators and police were
critical to Britain's victory in Malaya in the
1950s.
Most important, there is one critical
difference-and it is that our current strategy is
showing signs of succeeding. Iraq's third
successful election in the course of one year
provides evidence that we and the Iraqis are
successfully isolating the insurgents
politically, if not physically.
In particular, vigorous Sunni participation
indicates a move away from violence toward
participation in the political process. The
National Strategy for Victory in Iraq states that
progress on the political front has led ordinary
Iraqis to provide better intelligence on
insurgent activity. According to the Brookings
Institution's December 2005 Iraq Index, such tips
reached an all-time high in November.
More important, the Iraqis' increasing
commitment to the political process has led to an
increasing and tangible commitment to the Iraqi
state. In a key indicator, recruiting for Iraqi
security forces continues to outpace
requirements. Moreover, according to Lieutenant
General David Petraeus, those security forces are
increasingly capable of independent
operations.27
Iraq resembles Malaya in one critical respect,
however: the insurgency is concentrated in one
social minority, the Sunni Arab population, and
lacks broader appeal to Iraq's other constituent
elements.28 Clearly, not all Sunnis support the
insurgency, either actively or tacitly, but there
is reason to believe that some Sunni elites are
attempting to leverage the insurgency to lay
claim to a disproportionate share of Iraq's
political power and wealth.29
And while recent polls indicate that a
majority of Iraqis want an end to the US
occupation, that shared aspiration does not
necessarily translate into support for the
insurgency. The evident aims of the insurgency-a
return to Sunni dominance, perhaps tinged with
the imposition of a harsh Sunni religious
orthodoxy-inspire opposition rather than support
among Iraq's majority Shia population and ethnic
Kurds.
Unfortunately, another key similarity is that
the insurgency has steadily gained in strength
and effectiveness, just as the Malayan insurgency
grew in the years before 1952. Estimates of
insurgent strength have climbed from about 5,000
in the summer of 2003 to a current figure that
hovers between 15,000 and 20,000, though the
increase does appear to have leveled off
recently.
Moreover, the insurgency continues to grow in
sophistication and effectiveness. Average daily
attacks have reached a high of between 80 and
100. While monthly US casualties are below their
peaks in April and November 2004, the general
trend has been upward, as it has for the number
of Iraqi civilian dead.30
Just as the British experienced in the early
stages of Malaya, we find ourselves clearing an
area of insurgents only to find ourselves
returning to the same place to fight a different
group of insurgents later on.31 These facts may
dictate a willingness to consider a modified
strategic concept of intensified population
control.
Now is not the time to implement such a
strategy, however, and we should refrain from
doing so as long as current methods continue to
show signs of progress. In the short term, a
policy of internment might well engender more
support for the insurgency. International opinion
would not stand for interning Iraq's Sunni Arab
population, and US soldiers might well balk at
forcing civilians into internment camps. Unless
explained very effectively to Americans, it
probably also would erode domestic support for
the war. It is an option-but one that need not be
exercised immediately.
If events recommend a change in strategy,
however, it might be possible to entice Sunnis
into internment voluntarily, as an alternative
preferable to being continually fought over. The
Sunni Arab community is not monolithic. As
several analysts have pointed out, tribes are
actually the dominant organizing unit for Iraqi
society.32 Some Sunni tribes can undoubtedly be
won over to support of the government, just as
the British managed to fracture ethnic solidarity
among the Chinese in Malaya.
By submitting to a regimen of tighter control,
such communities could avoid becoming a
battleground and get better access to
reconstruction aid. Rather than being imprisoned
in internment camps, the Sunnis would be joining
"gated communities" with enhanced security and
perhaps better access to reconstruction support.
The key is keeping such communities small enough
to deny insurgents the ability to infiltrate them
and coerce support from the inhabitants. In
effect, these Sunni communities would be opting
out of the war. Such "opting out" would work in
our favor, by progressively narrowing the
insurgents' potential base of support.
Foreign fighters would have fewer places to
hide, as they would no longer be able to simply
move in anywhere and coerce the silence of
neighbors. Though this strategy would not
eliminate insurgent freedom of action, it would
narrow its scope, allowing US and Iraqi security
forces to concentrate their assets on unsecured
areas.
Moreover, just as it did in Malaya, the
establishment of secured communities should
facilitate the collection of intelligence.
Controlling this population would simultaneously
strike at the source of the insurgency and
contribute to convincing large sections of the
Sunni minority that their war is over.
Such a system would comprise an important
element of our continually evolving strategy,
whose security component is "clear, hold, and
build." The core of US strategy would still
remain fostering democratic political
institutions, effective security forces, and a
robust economy.
We neither can nor should impose this strategy
upon the Iraqis. It must be their choice, and it
probably should be their choice of last resort.
Only the Iraqis could hammer out the necessary
compromises to ensure that a strategy of
stringent population control gains and retains
popular legitimacy. Our role would be to help the
Iraqis develop a workable plan, and to support
them in its execution.
If this strategy were to be implemented,
however, it would be vital that we help provide
the resources necessary to prevent the strategy
from degenerating into mere repression, as it did
in Kenya. It should go without saying that this
strategy would have to be very carefully
explained to the American public, to the world,
and especially to the Iraqis, so that everyone
would understand why they are doing it and what
they hope to achieve.
The time may come when the Iraqi majority is
no longer satisfied with the extent of voluntary
cooperation offered the Sunni Arab community. If
the insurgents continue to strike at will, and if
the Sunni community persists in its active and
tacit support of the insurgency, the Shiite and
Kurdish majority may cease to tolerate a
situation in which their alternatives are
enduring torment and terror indefinitely or
submitting to domination by a detested
minority.
If that point is reached, involuntary
internment may prove to be the least bad
remaining humane alternative. International
opinion, which views with equanimity the
minority's imposition of collective terror upon
the majority, will undoubtedly oppose such a
strategy as "collective punishment." What the
British practice of counterinsurgency suggests,
however, is that it just might work.
NOTES
1. In this vein, General Peter Schoomaker
commended Lieutenant Colonel John Nagl's
outstanding analysis of the British Army's
performance as a learning organization during
the Malayan Emergency, Learning to Eat
Soup with a Knife: Counterinsurgency Lessons
from Malaya and Vietnam The British Army and
counterinsurgency: The Salience of Military
Culture," Military Review, 85 (May/June
2005); or James D. Campbell, "French Algeria and British
Northern Ireland: legitimacy and the rule of
law in low--intensity conflict" Military
Review, 85 (March/April 2005).
2. See, for example, Richard Clutterbuck -
The Long, Long War:
Counterinsurgency in Malaya and Vietnam
(New York: Frederick A. Praeger, 1966), p.
64.
3.Caroline Elkins -
Imperial Reckoning: The
Untold Story of Britain's Gulag in Kenya
(New York: Henry Holt, 2005).
4. Experts in the field seem to
realize this, but write only very obliquely
about the subject. In Kalev Sepp, "Best practices in
counterinsurgency.: An article from: Military
ReviewPatterns of insurgency and
counterinsurgency.(Warfighting)" Military
Review, 85 (July-August 2005), 27, the author
briefly acknowledges the role that physical
isolation and internment played in the Malayan
Emergency without touching on its propensity
for abuse.
5. John Coates, Suppressing Insurgency: An
Analysis of the Malayan Emergency,
1948-1954 (Boulder, Colo.: Westview Press,
1992), pp. 2-3. Richard Clutterbuck, an Army
officer seconded to the Special Branch during
the emergency, also thought that the
Anglo-Malayan government had been slow to
recognize the problem.
6. For the story of Lai Tek, see
Clutterbuck, pp. 18, 29.
7. Coates, p. 86.
8. Sir Robert Thompson,
Defeating Communist Insurgency: The Lessons of
Malaya and Vietnam (New York: Frederick A. Praeger, 1966),
p. 19.
9. Clutterbuck, p.
57.
10. Coates, p.
82.
11. Coates, p. 83;
Clutterbuck, pp. 61-62.
12. Clutterbuck, p.
113.
13. Ibid., pp. 80-82.
Coates and Nagl also cite this
incident.
14. Coates, p.
92.
15. Clutterbuck, pp.
36-41.</ font>
16. Thompson, p.
121.
17. Statistics are taken
from Clutterbuck, p. 87; the quotation is from
p. 64. John Coates confirms the assessment that
internment was the decisive element in victory
(p. 83), as does Sir Richard
Thompson.
18. David Anderson,
Histories of the Hanged: The
Dirty War in Kenya and the End of
Empire
19. The figures are from Elkins. Anderson,
while acknowledging that support for the Mau
Mau was widespread, doubts that it ever
attained quite these proportions.
20. Anderson (p. 4) notes
the weaknesses of the insurgents, especially
the failure to appeal to other ethnic
groups.
21. Elkins makes frequent
reference to Baring's reliance on Malayan
precedents for emergency regulations (p. 55)
and "villagization" (p. 235). For the cosmetic
nature of efforts at social amelioration, see
p. 115. For the use forced labor to build the
villages, see p. 129. She and Anderson concur
that shame at these practices accelerated
British withdrawal; Elkins (p. 356), Anderson
(p. 329).
22. Elkins makes frequent
reference to the expediencies forced on Baring
by pecuniary necessity, including the
involvement of illegal settler operations in
"screenings" for Mau Mau suspects, the
prevalence of forced labor (p. 129), the
squalid nature of life in the fortified
villages (p. 237), and so forth.
23. I should note that
Britain may well have been able to achieve the
same result, at lower cost and much less loss
of life, by negotiating with Kenyatta in 1954
instead of imprisoning him.
24. George C. Herring,
America's Longest War: The
United States and Vietnam, 1950-1975 with
Poster
25. For a nuanced discussion of the history of
counterinsurgency strategies in Vietnam, see
Richard A. Hunt, A Better War: The Unexamined
Victories and Final Tragedy of America's Last
Years in Vietnam
26. United Nations Settlement
Program, Iraq
27. George W. Bush,
National Strategy for Victory in Iraq
(Washington: The White House, November 2005),
pp. 9, 21. The Brookings Institution's Iraq
Index: Tracking Variables of Reconstruction
& Security in Post-Saddam Iraq , 19
December 2005, supports the claim of increased
intelligence from civilians; see table, "Tips
Received from Population," p. 25.
28. Anthony Cordesman -
"The Developing Iraqi
Insurgency: Status at End - 2004," draft
paper, Center for Strategic and International
Studies, 22 December 2004, p. 12.
29. See Frederick W.
Kagan, "Blueprint for Victory," The
Weekly Standard, 31 October 2005 ; Gary Schmitt, "Why Iraq's
Sunnis Won't Deal," The Washington Post, 13
September 2005, p. A27.
30. Estimates of
insurgent strength are drawn from the Brookings Institution, Iraq
Index: Tracking Variables of Reconstruction
& Security in Post-Saddam Iraq,
"Estimated Strength of Insurgency Nationwide,"
4 August 2005, p. 15. The assessment of
effectiveness follows that of
Cordesman.
31. See stories on the
border village of Qaim, "Insurgents Assert
Control Over Town Near Syrian Border," The
Washington Post, 6 September 2005; and on
Samarra, John R. S. Batiste and Paul R.
Daniels, "The
Fight for Samarra: Full-Spectrum Operations in
Modern Warfare," Military Review, 85 (May-June
2005)
32. William S.
McCallister, Charles Kyle, and Christopher
Alexander,
"The Iraqi Insurgent Movement," Naval Post
Graduate School, November 2003