Conflict Resolution
in aN ASYMMETRIC Multi Lateral World
From Conflict
Resolution to Conflict Transformation:
The Role of Dialogue Projects
Dr. Norbert Ropers
Director of the Berghof Foundation for Peace
Support
and Director of the Berghof Foundation for Conflict
Studies in Colombo (Sri Lanka)
[emphasis in bold is by tamilnation.org]
[© Bergof Research Centre for Constructive
Conflict Management
A first version of this article is published in Wimmer
et al. 2003]
"..the dialoguing
skills of official 'Track 1' diplomacy have
all too often been driven into the background by
the constraints of power politics and
realpolitik. Representatives of non-official
'Track 2' diplomacy, by contrast, have instead
chosen to place communication, direct encounters
and mutual understanding centre-stage... But
... Even if comprehension and understanding are
achieved between influential persons within the
framework of a workshop or series of workshops,
does the success of the whole enterprise not rather
depend on how the follow-up is managed?.. And
lastly: do adherents of the dialogue method not
run the danger of fundamentally overestimating
the importance of communication in dealing with
conflicts? The ultimate concerns of most
disputes, after all, are .. tangible conflicts
of interest, structural factors and the struggle
for power and influence. It would seem, then,
that dialogues must be put in the context of the
overall dynamics of conflict and conflict
transformation..." |
1. Introduction
|
2. Approaches to the
Systematization of Dialogues
|
3. Dialogue
Projects in Practice
|
Dialogue projects as grassroots peace building
and interpersonal reconciliation efforts
Dialogue projects combined with individual
capacity-building
Dialogue projects combined with institution
building, networking, and practical
projects
Dialogue projects as pre-negotiation
4
Dialogue Projects in the Context of Theories of
Conflict Management
|
5. Lessons
Learned
|
6. References
|
1.
Introduction
Dialogues can be viewed as one means - if not the
classical one - of dealing constructively with conflicts.
As one popular formula puts it: "As long as you're
talking, you can't be shooting". "What better method is
there of resolving a contentious issue", so runs another
down-to-earth, commonsense observation, "than through an
honest exchange of views?" "And", says discourse ethics,
"what other way is there of finding lasting solutions to
the numerous political-cum-moral conflicts in an
interdependent and pluralistic world, than through
"practical discourse between the affected parties" (Apel
1990).
In the sphere of classical diplomacy, skills in
negotiation and dialogue have long formed part of the
basic repertoire of any prudent management of
international relations, although at least in the public
perception, the dialoguing skills of official 'Track1'
diplomacy have all too often been driven into the
background by the constraints of power politics and
realpolitik. Representatives of non-official 'Track 2'
diplomacy, by contrast, have instead chosen to place
communication, direct encounters and mutual understanding
centre-stage. Interest in non-official dialogue
initiatives of this kind has been further fostered by the
continuing rise in the number of acute or potentially
violent disputes, particularly of the ethno-political and
protracted variety, increasingly taking place within
society.
There are now a huge number of dialogue projects
underway - from the grassroots right up to leadership
level - all designed to settle, resolve or influence
conflicts. But the trend is not without its critics. What
good does it really do if it is only, as a rule, the
moderate representatives of parties to a conflict that
gather around a table? Even if comprehension and
understanding are achieved between influential persons
within the framework of a workshop or series of
workshops, does the success of the whole enterprise not
rather depend on how the follow-up is managed?
And lastly: do adherents of the dialogue method not
run the danger of fundamentally overestimating the
importance of communication in dealing with conflicts?
The ultimate concerns of most disputes, after all, are
not stereotypical perceptions, differences of opinion and
varying cultural standards, but rather tangible conflicts
of interest, structural factors and the struggle for
power and influence. It would seem, then, that dialogues
must be put in the context of the overall dynamics of
conflict and conflict transformation.
Most scholars and practitioners will agree that
protracted conflicts can only be effectively transformed
through efforts which also address the structural causes
and power political aspects of the conflict, in addition
to the psychosocial dimensions, grievances and
relationship issues. Clearly, due to their emphasis on
communication and personal interaction, dialogues are
primarily used as an instrument within the psychosocial
conflict transformation paradigm. It is therefore within
that more narrowly defined conceptual context that I will
evaluate their usefulness.
In the following, I propose to examine some of the
core features of dialogue projects,looking at their
variations and implications in greater detail. First I
will give an overview of several different 'ideal types'
of dialogues, as well as identifying the basic elements
of most dialogue processes. Second, I will distinguish
between four concepts of dialogue work, a taxonomy which
serves primarily to illustrate the practical nature of
such projects. Third, dialogue projects will be set in
the context of various approaches to handling conflict,
in order to better establish criteria for measuring
success. Fourth, I will present a number of lessons
learned in the course of recent evaluation studies. The
questions raised above will be discussed at the end, on
the basis of the underlying empirical experience on which
this chapter is based.
2. Approaches to the Systematization of
Dialogues
The recent literature gives particular attention to
two ways of classifying dialogues: First, the
identification of ideal types of dialogue and, second,
the differentiation of phases according to the typical
steps of interaction and communication which constitute a
constructive process of dialogue. Jay Rothman (1998) has
proposed classifying approaches to dialogue in
inter-group conflicts into three or four ideal types:
· Whether the commonest form of interchange
actually merits the name dialogue is doubtful: in a
positional dialogue the parties articulate their
respective views - which may range from differing to
diametrically opposed - as positions and attitudes that
merely require acknowledgement. As in a parliamentary
debate, communication serves primarily to score points,
as one argument is set against the other.
· In the case of human-relations dialogue the
differences of opinion on the substantive issues are
relegated to a secondary place and work is instead done
at the relational level, focusing on the causes of
misunderstandings and the stereotypes which typically
arise between the parties. These kinds of dialogues are
often preceded by preparatory training sessions on
basic mechanisms of perception and interaction in
groups. The objectives are mutual acknowledgement of
the person and increased respect by each party for the
other. What impact this might have in terms of the
substance of the conflict is an open question.
· Activist dialogue goes one step further. The
subjects at issue are sorted and analysed in order to
identify common ground, and/or to explore how the
parties might contain their dispute through joint
action.
· The most ambitious approach is the
problem-solving dialogue, in which the disputants
organize their communication in such a way that they
are able to systematically work through the substance
of their differences. Where conflicts are highly
escalated, this kind of dialogue will generally require
the presence of a third party as a co-actor - or indeed
as an initiator.
These approaches are more than just a useful way of
classifying dialogues according to their prevailing
forms of interaction. Taken together, they also
emphasize different yet complementary elements of
dealing constructively with conflicts through dialogue.
In a modified form, one can also conceptualise the
different types of dialogues as steps in a process of
enhancing the quality of communication and interaction
between the dialogue partners (see Figure 1). Adherents
of the Alternative Dispute Resolution (ADR) Movement
have put forward a template of four phases for
responding to conflicts through communication:
· The first phase is concerned with formulating
the differing points of view of the various parties as
clearly as possible, securing mutual acknowledgement of
these, as well as identifying the substance of the
conflict.
· The focus in the second phase is on
reflection on the underlying needs and fears of the
participating actors, their values, their experiences
of conflict and their hopes. Ideally, it should also be
possible, in this phase, to develop approaches for
securing personal acknowledgement of and insight into
the conflicting biographies of the other side.
· The third phase is devoted to the
identification of shared interests and similar needs
and fears. It can also be aimed at the initiation of
practical cooperation on less controversial issues.
· In most cases the fourth phase requires a
lengthy period of preparation, and also personal
confidence-building. It involves discussing approaches
and ideas for addressing the substantive issues in
dispute, reflecting on how these approaches and ideas
might be implemented and then initiating practical
measures for their resolution.
|
Figure 1: Levels of Cooperation
in Dialogue Processes |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pre-Negotiations |
|
|
|
|
|
|
|
|
|
|
|
Joint Action |
|
|
|
|
|
|
|
|
|
Explorative Problem
Solving |
|
|
|
|
|
|
|
Analysing Issues |
|
|
|
|
|
Mutual Understanding |
|
|
|
Contact
|
|
Source: McCartney
|
In the case of protracted conflicts, dialogues between
disputing groups will often be structured as a series of
dialogue events, sometimes extending over a period of
many months or even years. Several models help to
conceptualise constructive developments for such a series
of events. One of these focuses especially on the
character of the relationship between the parties and the
success of the joint efforts as the key characteristics,
thus interpreting progress as a process of relationship
building, problem solving and collaborative action
(McCartney 1986):
· Contact and confidence building;
· Empathy for the other side;
· Joint analysis of conflict issues;
· Explorative problem solving;
· Joint activities in the possibility that the
dialogue might feed into official negotiations or
pre-negotiations.
Most dialogues take the form of organized group
encounters of a size that allows face-to-face
communication. They are usually conducted with persons
below top leadership-level. They are therefore not so
much official negotiations as a form of political
preliminaries. As a rule, responsibility for the
initiation, organization, and direction of the meetings
is assumed by a third party. This third party need not
come from outside the country; it can also consist of
moderate individuals from inside the conflict region.
In the case of highly escalated disputes, or in
divided societies, organizing a peaceful coming-together
will be difficult, with intervenors often finding
themselves unable to successfully get through even the
first phase. In the case of protracted conflicts, several
meetings will likely be necessary, and intervenors must
always allow for the possibility of slipping back to an
earlier phase. The need for time, as well as the general
fragility of the process, demand from the organizers of
dialogue projects a great deal of persistence, as well as
a compelling long-term vision and the necessary
resources.
The basic idea behind dialogue-based meetings is not
new. It was given its initiation in post-1945 Europe, in
the context of the paradigm of international
intercultural understanding. Then, the prime target group
was young people. What drove the endeavour was the
conviction that increased contact and interaction between
individuals from different backgrounds could help
eliminate prejudices and enemy images and create
trans-frontier loyalties. Since then, this fairly
naïve 'contact hypothesis' has been supplanted by
more sophisticated concepts of 'intercultural learning'
(Otten/Treuheit 1994).
Dialogue-based meetings intended expressly to deal
with ethno-political conflicts are a more recent
phenomenon, but they draw on similar beliefs. Probably
the most influential school of instruction in these
methods is the 'interactive conflict-resolution' or
'interactive problem-solving' movement (Mitchell and
Banks 1996; Kelman 1992; Ronald Fisher 1997). The roots
of this approach go back to the 1 960s, when various
scholar/practitioners began to invite influential
representatives of conflicting parties to workshops, in
order either to then guide them through the
above-mentioned four phases of constructive dialogue in a
quasi-academic exercise, or to facilitate this process.
Experience with the use of this approach has now been
gathered in a number of different crisis regions.
Despite this, there has still been little movement to
employ this interactive conflict resolution instrument on
a systematic, broad-scale basis. The focus has, instead,
been on selective combinations of this approach with
other methods of influencing conflicts, as laid out in
the following sections.
3. Dialogue Projects in Practice
To my knowledge, no representative or comprehensive
overview of practical dialogue projects in conflict
regions has so far been undertaken, even at a superficial
level. Debates about the usefulness of this set of
instruments have so far mostly been confined - depending
on the milieu concerned - to specific forms of dialogue.
The result has been an academic discussion concerned
primarily with interactive conflict resolution, in which
the scholar/practitioners set the tone as third
parties.
The NGO world, on the other hand, shows a strong
preference for combinations of dialogue projects with
other practical schemes designed to address the common
concerns of particular groups (e.g. women, youth),
advocacy events (e.g. peace rallies) or training events.
Such documentation as does exist on the conduct and
results of dialogue projects initially related mainly to
the more academic approaches. Subsequently, the interests
of the financial sponsors has led to more extensive
documentation of other projects as well.
Once again, from the perspective of ideal types, four
practical forms of dialogue projects can be
distinguished, with particular reference to the
objectives they pursue over and above the communicative
purposes discussed above.
3.1 Dialogue projects as grassroots peacebuilding and
interpersonal reconciliation efforts
These projects generally relate to the local or
neighbourhood level, bringing together people in
similar situations and with similar interests (young
people, women, trade unionists, the religiously active)
or persons who share a similar or interdependent fate
because of a violent past (widows and orphans of war,
children of victims and perpetrators etc.). The central
elements are personal encounters and the elimination of
barriers to communication. The governing idea is
human-relations dialogue and the long-term objective is
the replication of encounters of this kind, in order to
better promote peace from below.
A particularly interesting example of this approach
is that of the 'To Reflect and Trust' (TRT) movement,
which brings together children of victims and
perpetrators for sharing and exploring ways of
integrating the violent past (Bar-On 2000). The
effectiveness of projects like this largely depends on
the extent to which it proves possible to move beyond
single encounters, building up longer-term personal
relations and creating more permanent shared
structures.
3.2 Dialogue projects combined with individual
capacity-building
Given the explicit aim of dialogue-initiatives to
achieve understanding, it seems obvious that one should
also make use of such occasions to enhance
participants' skills in interacting constructively with
one another. Another factor that speaks for this
combination of training and conflict management is the
fact that real encounters provide an ideal setting to
try out dialogue skills. Such a combination of
techniques is, however, not without its risks and
disadvantages. For one thing, the target groups for
conflictive encounter and for training are not
necessarily the same; and secondly, participants can
simply become confused if, in the course of a series of
encounters, the facilitators fail to fully explain the
purpose of the different exercises.
3.3 Dialogue projects combined with institution
building, networking, and practical projects
Combinations such as these are usually only possible
after the successful conclusion of a fairly long
process of confidence-building and work on the phases
of dialogue as described above. The task in many cases
is either to institutionalise the dialogue in the form
of inter-ethnic advisory bodies, reconciliation
commissions, or NGO networks, or to set up or build the
capacity of individual NGOs. In other cases, dialogue
projects provide the starting-point for practical
endeavours such as income-generating schemes for groups
of the population particularly hard hit by the conflict
- unemployed young people, for example.
It is generally agreed that these are all good ways
of enhancing the effectiveness of dialogues, as well as
of fully realizing their potential to bring about
structural change. What is often overlooked, one has to
admit, is that these kinds of follow-up measures place
different demands on the practitioners involved. Thus,
although many initiatives do succeed in containing
macro-conflicts through dialogue, they subsequently
founder on the internal meso- and micro-rivalries that
surface during institution building.
3.4 Dialogue projects as pre-negotiation
The most ambitious dialogue-based undertakings are
those that are designed to exert influence on the
management of the conflict at the political leadership
level. This is precisely what interactive conflict
resolution and problem-solving approaches aim to do by
holding confidential workshops at which a third party
shows influential members of the conflicting parties
how to develop insights and ideas, in the hope that
this will later facilitate and give new life to the
official negotiations. For this latter reason, this
approach is sometimes also described as a part of the
pre-negotiation phase. In evaluations of the practical
results of these kinds of endeavours, effects were
initially only classified as either internal or
external - i.e. affecting either those directly
involved or the broader context of the conflict. Today,
however, discussions on this are significantly more
nuanced.
4 Dialogue Projects in the Context of
Theories of Conflict Management
How is the success of dialogue projects to be
assessed? Chris Mitchell has proposed that the success of
pre-negotiation dialogue projects can be assessed at
three levels (1993, 82ff.):
· impact on the persons involved (changes in
attitude, new patterns of behaviour);
· output, particularly in terms of ideas,
proposals, practical measures, etc., that are then
incorporated into the process of political goal
formation;
· long-term impact on the overall conflict.
Commenting on the first level is relatively
straightforward, given that there is by now an
established research area of social psychology and group
dynamics from which to draw. In practice, however, most
evaluation consists of inviting participants to comment
at the end of the events, which normally gives a
preponderance of undifferentiated communication of
positive opinions. Assessments of the second and third
levels have so far been based entirely on the case
studies conducted by the organizers, as well as on their
contacts in the respective conflict regions. For example,
Ronald Fisher evaluated 76 reports relating to workshops
held between 1965 and 1995 and arrived at a reported
success rate of 84 per cent (1997, 187ff.). However
understandable this sort of positive self-assessment is,
it does tell us regrettably little about just what sort
of dialogue will promote what kind of impact and
long-term effects, and with what sort of people
(including what third party!), at what juncture, and on
what scale in order to achieve success.
It seems clear that these questions cannot be answered
solely from within the framework of an explicit theory
and practice of dialogue, of whatever nature. This points
to the broader context of macro-political conflict
management (Hoffman 1995).
In general, theoretical investigation of inter-group
conflict management is still rather poorly developed.
Many concrete questions that have naturally emerged from
practical experience in regard to appropriate strategies
to be used in actual situations of conflict remain
unanswered; there are to date very few useful
recommendations based on detailed theoretical discussions
and their empirical verification. The most high-profile
approaches documented in this context are normative
concepts of 'interest-led dispute resolution' (Fisher and
Ury 1981), comparative case studies (Zartman 1985) and an
empirical-cum-quantitative investigation of the
characteristics of conflicts that appear to have been
settled peacefully (Bercovitch and Houston 1996).
Explicit references to theories of social change or of
conflict remain the exception.
This theory gap is especially apparent when it comes
to stipulating the yardsticks by which the success of
individual activities or programmes of intervention are
to be measured. Because of the social complexities, it is
extraordinarily difficult to establish a causal link
between micro-measures and macro-effects. It is therefore
all the more necessary that we find a way to explicitly
address the gap and to isolate and examine the unspoken
assumptions underlying a large part of conflict
management practice and research (Kleiboer 1996; Ross and
Rothman 1999). If we fail to do this, there is a very
real danger that peacemaking will be equated either with
the stabilization of relationships of dominance (Francis
2003) or with the mere smoothing over of social
relations.
Recently, however, we have begun to observe somewhat
of a rapprochement between theory and practice.
Indicators of this are evident in various
state-of-the-art reviews and in conflict impact
assessment studies (Lund and Rasamoelina 2000) which aim
to formulate criteria for the effective use of conflict
management measures in established fields of activity
such as development cooperation.
Cordula Reimann (see her contribution in this volume)
has proposed classifying both theoretical and practical
approaches to conflict management into three
ideal/typical categories. Her taxonomy permits a more
precise conceptual classification of dialogue projects
and the yardsticks for measuring their success (see Box
1). The division that she suggests also makes it clear
that successes within one category cannot simply be
assumed to apply to others.
The conflict settlement approach aims to secure or
adjust the political order in the face of acute or
potentially violent conflict, as well as to achieve a
viable balance between the interests of the various
leadership groups that hold power. Within this framework,
dialogue projects can usefully fulfil the function of
gauging the scope for official negotiations at the level
of advisers and persons of influence. If it then proves
possible to move initiatives for dialogue on to a broader
footing, and to elicit a positive response to them in at
least a section of the media, they can also create an
atmosphere conducive to negotiation at this level.
The relatively small number of case studies which
examine the general set-up surrounding official
negotiations indicates that the results of civil society
dialogue projects have so far only rarely been directly
translated into official measures. Official policymakers
continue to harbour significant psychological and
procedural reservations about this form of citizen
participation. Appointing persons of trust, on the other
hand, - such as elder statesman Jimmy Carter - to carry
out semi-official exploratory missions seems to present
fewer problems. The influence exerted by dialogue
projects must therefore generally be regarded as indirect
and relatively long-term. It involves the socialization
of potential future leaders, the creation of networks of
personal relationships, and the airing of new ideas in
safe forums - as demonstrated by Kelman's use of the
preparatory measures that preceded the Israeli-Palestine
accord of 1993 (Kelman 1995).
This gap between official and unofficial diplomacy is
not just an expression of the differing legitimacy and
power-political options that exist between states and the
realm of civil society. Many protagonists of
dialogue-based approaches have observed that it also
reflects a fundamentally different understanding of
conflict. In their view, protracted conflicts are a clear
sign of the failure to satisfy basic needs in regard to
security, recognition, and participation, as well as the
desire for social change (Burton 1990; Burton and Dukes
1990). It is then the task of conflict resolution to deal
not only with the more obvious conflicts over matters of
substance, but also with the troubled relations between
the parties, in order to set the substantive conflicts
themselves in a new context and begin to tackle them as a
shared problem.
Dialogue projects are indeed an important instrument
of the conflict resolution approach, primarily because
its key objectives are the mutual clarification of
perceptions and relations and improvements in
communication. That said, most dialogue projects turn out
to be relatively brief affairs, difficult to sustain over
a longer period. Where this is successfully managed,
however, it usually significantly increases the
likelihood that the process will indeed lead to the
creation of a group of people that possess the valuable
experience of dialoguing and have come to value close
links with the other side. None the less the challenges
with which these projects are eventually confronted all
stem usually from the question of how the dialogue about
the clarification of relations and the analysis of the
conflict can then be moved beyond joint (exploratory)
problem-solving to encompass practical implementation
measures.
The third approach to conflict management builds on
the notions of conflict settlement and conflict
resolution, but lays additional stress on the need for
structural change. From the point
of view of conflict transformation, lasting
peacemaking in divided societies and societies
traumatized by war requires a broad range of measures
aimed, on the one hand, at eliminating socio-economic
inequalities and, on the other, at building up political
and social capacities that will enable those involved to
cope with (ethnic) plurality. Within this framework,
dialogue projects can perform a valuable bridge-building
function. The main criterion by which they must be
measured, however, is the degree to which they help
strengthen disadvantaged groups and create a changed
dispute settlement culture at the grassroots level. This,
in turn, raises the question as to just how and to what
extent bridge-building activities and joint activities
across conflict divides can have an added empowering
impact on those involved.
It is clear from this classification that we are going
to have to apply different measures of the success of
dialogue projects, depending on the goals and context
involved. As is generally the case in conflict
management, success is very much a multi-faceted
phenomenon. If we accept the conflict transformation
assumption that conflicts are transformed through
simultaneous result -
Box 1: The Role of Dialogue
Projects in the Context of
Different Approaches to
Conflict
Management
|
Approach to
Conflict Management
|
Notion of Conflict
|
Preferred
Practical Approach
|
Measures of
Success
|
Role of
Dialogue Projects
|
Conflict
Settlement
|
Conflict as a
Problem of the Status Quo and political
order
|
Track
1:
Diplomacy and power politics at official
leadership level
|
Results oriented:
political settlements with stabilising
effect
|
Organising
pre-negotiations
|
Conflict
Resolution
|
Conflict as a
catalyst of social change
|
Track
2:
Direct civil society conflict management, esp at
the middle ranking leadership level
|
Process-oriented:
improved communication, interaction, and
relations between parties; respect for different
collective identities
|
Creating a
leadership class with experience of
dialoguing
Workshops on
communication, problem solving, etc
|
Conflict Transformation
|
Conflict as
non-violent struggle for social
justice
|
Track
3: Strenghening
capacities of disadvantaged groups to act/deal
with conflict. and capacity of divided/war
traumatized socities to integrate
|
Structure
oriented: elimination of socio-economic
inequalities between identity groups; good
governance; power sharing; creation of cross
cutting civil society structure; building
conflict management capacities at the grass roots
level
|
Practising
communication and interaction skills
Providing
opportunities for encounter and learning between
groups
Empowering
Groups
|
oriented, process-oriented, and structure-oriented
approaches, it becomes clear that projects of this kind
will need to be undertaken in parallel at several levels.
The model most frequently cited for this in recent years
is that of 'peace constituencies' or 'peace alliances'
(Lederach 1997). The question of just what contribution
dialogue projects in particular could or should make to
the creation of peace constituencies has, however, not so
far been much discussed. One possible route to the answer
to this question is provided by the lessons learned and
best practice studies that have examined individual
dialogue projects in greater detail.
5.
Lessons Learned
The following list of nine 'lessons' is derived from a
number of published and unpublished studies (Spencer
1998; Charles Stewart Mott Foundation 1999; Haumersen/
Rademacher/Ropers 2002; Wolleh 2002), as well as on the
author's own experiences with problem-solving workshops
on conflicts in the Caucasus. For purposes of brevity,
attention is focused on those aspects that are of
relevance to projects aimed at exerting influence on the
political macro-conflict.
· The ambitious goal of a
problem-solving dialogue between parties to protracted
conflicts can only be achieved within the framework of
a long-term process of work and learning. Personal
confidence-building, clarification of positions and
perceptions and reflection on background facts are
important prerequisites to any substantive discussion
of the material issues.
A key role is played here by the joint handling of
crises - e.g. escalatory processes within the group, as
well as threats and other influences from outside - and
by the realization that all the participants have
similar problems of acceptance vis-à-vis their
home constituency. Also important is that all
participants have the positive experience of
arrangements that are adhered to - e.g. agreements
about the confidentiality of the talks or regarding the
solution of practical problems. The initiating third
party must therefore consider whether it is able to
indeed ensure such a long-term process (in practice,
this can extend over several years). In a
worst-case scenario, one must reckon with the
possibility that if there are only a few meetings, or
even only one, many problems will be stirred up, but
the mistrust of the participants will ultimately be
even greater than before.
· If the dialogue process is to get off to a
good start, the choice of the initial protagonists
is also crucial. For one thing, these participants
must prove themselves capable of getting some kind of
meaningful exchange off the ground - a fact that speaks
strongly for the involvement of more moderately
inclined spokespersons. For another, this first
choice of participants also acts as a signal that will
help to determine whether the enterprise is taken
seriously or merely dismissed as an outsider's or
traitor's venture. There is therefore much to be
said for having a mixture of moderate and well
networked mainstream people involved in the initial
phase.
At the same time, thought should also be given to
the appropriate ways in which hardliners could, in the
medium term, be brought in to the process. 'Bringing
in' does not automatically imply participation in
meetings; it might initially consist solely of efforts
to engage the hardliners in a conversation about their
concerns and resistance. Those that unequivocally
advocate violence would not, in any case, be suitable
for involvement in a dialoguing enterprise. It is
important, however, to accurately appraise their
potential for disruption and resistance.
· Contrary to popular belief, the real
challenge of dialogue projects lies less in the
effective mastery of facilitation methods and
communication techniques during actual encounters than
in the organizational input required simply to finance,
prepare, and conduct these sessions. In the context of
divided societies and communities riven by factions,
the mere announcement of the intention to stage such
a dialogue project will often be met with mistrust and
rejection, if not downright obstruction by the
responsible authorities or holders of power.
Because of this, meetings may well need to be
conducted outside the country concerned,
necessitating high logistical and financial inputs. In
order to prepare for these meetings, third party
representatives may need to conduct various exploratory
talks on both sides and, through shuttle diplomacy,
achieve a consensus at least as to the proposed list
of participants and programme. These activities are
themselves part of the broader dialogue process,
although they all too often take a back seat in
discussions about the relevance of these
approaches.
· Any intervention, however well-meaning,
has both intentional and unintentional consequences.
Initiators of dialogue projects therefore bear an
ethical responsibility to carefully consider the
consequences of their actions - especially those
consequences which, though unintended or unforeseen,
will nevertheless range from the conceivable to the
probable. First among these is the task of working out
and minimizing the security risks imposed on the
meeting invitees. In highly asymmetrical conflicts, for
example, participation in the dialogue will often lead
to the weaker party adopting a more radical stance.
Finally, any third party intervening in an acute
conflict will have to consider the problem of
maintaining its 'multi-partiality' especially
when confronted with massive human rights violations by
one or the other side.
· In general, the interactive conflict
resolution movement has been dominated by a specific
type of problem-solving workshop with a facilitation
style which is strongly influenced by the
academic-analytical, and sometimes dogmatic, world of
the initiators (Fisher 1997). Given the wider practical
experience that we have now been able to gather,
however, there is much to be said for setting the
intervention methodology in dialogue projects on a much
broader and more flexible basis. It would, in
particular, be a good idea for the wealth of experience
gained in adult education, intercultural learning,
group dynamics, counselling, supervision, and mediation
in the narrower sense to be put to use in producing an
active form of dialoguing.
This process begins with the question of the
appropriate composition of the team, as well as an
examination of the normative messages that necessarily
emanate from the behaviour of the team when the team
itself is faced with conflicts. It continues with
uncovering the different currents within the group
dynamic. This is important because resistance to
rapprochement in dialogues often expresses itself
subliminally, as an apparently sudden hardening, or by
the raising of unexpected new topics of discussion.
Finally, the process also touches on the question of
how much or how little the dialogue should be geared
towards the identification of concrete problem-solving
strategies.
· One method that is now quite frequently
employed to encourage changes of perspective amongst
participants in dialogues is the incitement to
reflect on a similar ethno-political conflict and
on the insights that can be drawn from this. The
underlying idea is that it is often easier to
understand the point of view of all the parties
involved, as well as to come to a less prejudiced
appraisal of the overall situation, when considering a
conflict other than one's own.
It is then often possible, as in a mirror, to
identify new aspects of one's own conflict situation.
Ideally, the analogous case will be one in which work
is at a more advanced stage, so that one can then ask
which settlement aspects might well also be suitable
for one's own conflict. In practice, however, the
process is usually not as smooth as this.
Participants stress the uniqueness of their conflict,
feeling that any attempt at comparison might rob them
of an essential part of what gives their own case its
meaning. None the less, in retrospect, participants
often cite these thought experiments as amongst the
most important for any breakthroughs achieved during
the dialogues.
· As explained above, the macro-political
effects of dialogue projects are notoriously difficult
to assess. It is therefore all the more important to
take a closer look at the possible impact of this work
on the meso-social level. One of the key measures of
success here is undoubtedly the degree to which
intervenors succeed in increasing ownership of the
dialogue process by the participants and their
respective affinity groups or organizations. Do
they manage to integrate the dialogue events
systematically in their endeavours to clarify
perceptions, positions and events, to analyse options
and to explore common ground?
Such an objective cannot be met simply by
increasing the participants' level of involvement in
the design of the seminars. It also requires that
the dialogue sessions be fleshed out and complemented
with additional opportunities for preliminary and
follow-up activities, for more in-depth treatment of
individual topics, and for skill-building by the
participants. Possible mechanisms through which this
could be enabled are local back-up forums, working
groups, and training sessions. Another possible measure
of success is the expansion of the circle of
participants, both in terms of the numbers taking part
or the subsequent replication of similar approaches,
especially in terms of movement closer to the Track
1 level. In practice, the goal is to strike an
appropriate balance between achieving a solid nucleus
of people who will provide new impetus for conflict
resolution, and at the same time continually extending
this circle (outreach).
· In divided societies and communities
traumatized by war, dialogue projects will sooner or
later be confronted with the question of how their work
and the impetus they have provided for practical
measures can be institutionally anchored, in
bodies that will replace the temporary forums set up by
the third parties in the initial phase. Without this
kind of institutional anchoring, there is always a real
danger that the initially positive effects of the
dialogue will eventually fizzle out.
Institutionalisation of the dialogue can of course take
very different forms, ranging from semi-governmental
inter-ethnic commissions, through joint task-forces to
multi-ethnic NGOs.
·But probably the most important conceptual
contribution which the dialogue-project approach can
make to the creation of peace constituencies or
peace alliances is that of generally promoting a
dialogue-based dispute culture. This means that the
characteristic elements of interest-led constructive
dialogue described at the outset should not just be
used to positive effect in a handful of inter-group
projects, but should become a basic paradigm of
political culture. It has become a hallmark of many
ethno-political conflicts - the Middle East is a case
in point - that real transformation will only be
possible to the extent that a constructive dialogue
takes place among the parties to the conflict.
6.
References
Apel, Karl-Otto 1990. Diskurs und
Verantwortung, Frankfurt: Suhrkamp.
Bar-On, Dan 2000. Den Abgrund
überbrücken: Mit persönlicher Geschichte
politischen Feindschaften begegnen, Hamburg: Edition
Koerber.
Bercovitch, Jacob (ed.) 1996.
Resolving International Conflicts. The Theory and
Practice of Mediation, Boulder: Lynne
Rienner.
Bercovitch, Jacob & Allison
Houston 1996. "The Study of International Mediation:
Theoretical Issues and Empirical Evidence," in
Bercovitch, op. cit.,1 1-35.
Bercovitch, Jacob & Jeffrey Z.
Rubin (eds.) 1992. Mediation in International
Relations, London: Macmillan.
Burton, John 1990. Conflict:
Resolution and Prevention, London:
Macmillan.
Burton, John & Frank Dukes
(eds.) 1990. Conflict: Readings in Management &
Resolution, London: Macmillan
Charles Stewart Mott Foundation
1999 Reaching for Peace: Lessons Learned from Mott
Foundation ´s Conflict Resolution Grantmaking,
1989-1998, Evaluation conducted by CDR Associates and
the Berghof Research Center for Constructive Conflict
Management, Flint, Michigan: Charles Stewart Mott
Foundation.
Fisher, Roger and William Ury
1981. Getting to Yes, Boston, Ms: Houghton
Mifflin.
Fisher, Ronald J. 1997. Interactive
Conflict Resolution, Syracuse, NY: Syracuse University
Press. Haumersen, Petra, Helmut Rademacher and Norbert
Ropers 2002. Konfliktbearbeitung in der
Zivilgesellschaft. Die
Workshop-Methode im rumänisch-ungarischen
Konflikt, Münster:LIT.
Hoffman, Mark 1995. "Defining and
Evaluating Success: Facilitative Problem-Solving
Workshops in an Interconnected Context," Paradigms: The
Kent Journal of International Relations, 9, 2,
150-67.
Kelman, Herbert C. 1992. "Informal
Mediation by the Scholar/Practitioner," in Bercovitch
and Rubin, op. cit., 64-95.
Kelman, Herbert C. 1994. "Promoting
Joint Thinking in International Conflicts: An
Israeli-Palestinian Continuing Workshop," Journal of
Social Issues, 50, 1, 157-78.
Kelman, Herbert C. 1995.
"Contributions of an Unofficial Conflict Resolution
Effort to the Israeli-Palestinian Breakthrough,"
Negotiation Journal, January 1995, 19-27.
Kleiboer, Marieke 1996.
"Understanding the Success and Failure of International
Mediation," Journal of Conflict Resolution, 40, 2,
360-89.
Lederach, John Paul 1997. Building
Peace: Sustainable Reconciliation in Divided Societies,
Washington, DC: United States Institute for
Peace.
Lund, Michael and Guenola
Rasamoelina (eds.) 2000. The Impact of Conflict
Prevention Policy: Cases, Measures, Assessments,
Baden-Baden: Nomos.
McCartney, Clem 1986. "Human Rights
Education," in 11th Annual Report. Standing Advisory
Committee on Human Rights, London: HMSO.
Miall, Hugh, Oliver Ramsbotham and
Tom Woodhouse 1999. Contemporary Conflict Resolution,
Cambridge: Polity.
Mitchell, Christopher 1993.
"Problem-Solving Exercises and Theories of Conflict
Resolution," in Sandole and van der Merwe, op. cit.,
78-94.
Mitchell, Christopher & Michael
Banks 1996. Handbook of Conflict Resolution: The
Analytical Problem-Solving Approach, London:
Pinter.
Otten, Hendrik & Werner
Treuheit 1994. Interkulturelles Lernen in Theorie und
Praxis: Ein Handbuch für Jugendarbeit und
Weiterbildung, Opladen: Leske und Budrich.
Reychler, Luc & Thania
Paffenholz (eds.) 2000. Peacebuilding: A Field Manual,
Boulder, Co: Lynne Rienner.
Ross, Marc Howard & Jay Rothman
(eds.) 1999. Theory and Practice in Ethnic
Conflict Management: Theorizing Success and
Failure, London: Macmillan.
Rothman, Jay 1998. "Dialogue in
Conflict: Past and Future," in Eugene Weiner, op. cit.,
216-235.
Sandole, Dennis J.D. & Hugo van
der Merwe (eds.) 1993. Conflict Resolution. Theory and
Practice: Integration and Application, Manchester:
Manchester University Press.
Spencer, Tanya 1998. A Synthesis of
Evaluations of Peacebuilding Activities Undertaken by
Humanitarian Agencies and Conflict Resolution
Organisations, London: Overseas Development
Institute.
Weiner, Eugene (ed.) 1998. The
Handbook of Interethnic Coexistence, New York, NY:
Continuum. Wimmer, Andreas, Richard Goldstone, Donald
Horowitz, Ulrike Joas, and Conrad Schetter 2003.
Facing
Ethnic Conflicts: Perspectives from
Research and Policy-making (forthcoming).
Wolleh, Oliver 2002.
Möglichkeiten und Grenzen interner Akteure bei der
Friedensbildung in geteilten
Gesellschaften. Die Conflict
Resolution Trainer Group in Zypern (1993-1997), Berlin:
LIT. Zartman, I. William 1985. Ripe for Resolution:
Conflict and Intervention in Africa, New York, NY:
Oxford University Press.
|