Conflict Resolution
in aN ASYMMETRIC Multi Lateral World
Earned Sovereignty:
Bridging the Gap between Self
Determination and Sovereignty
"...What is the role of biased mediators in
bringing belligerents to a negotiated settlement in internal
armed conflicts? Previous research has suggested that biased
third parties may mitigate commitment problems between parties,
by serving as guarantors for the weakening side. This article
contributes to the previous debate by distinguishing,
theoretically and empirically, between government- and
rebel-biased mediation. When belligerents in internal armed
conflicts consider ending their armed conflict through a
negotiated settlement, the government stands to relinquish
authority, whereas the rebels stand to gain opportunities —
legitimacy, time and access to official structures — that can be
exploited in the post-agreement future. Hence, in the
pre-settlement phase of the conflict process, it is above all
the rebels that have problems committing to peace. The author
argues that government-biased mediators can decrease the fears
of the government and thereby mitigate the rebels' commitment
problems. Using new data on the dyadic level covering all
intrastate armed conflict in the period 1989—2003, this article
examines states, organizations and individuals that are
mediating in states' internal conflicts. The empirical analysis
supports the above-mentioned argument. Mediators on the side of
the government have a positive effect on negotiated settlements,
while rebel-biased mediators have no significant effect..."
Isak Svensson - Bargaining, Bias and Peace Brokers: How
Rebels Commit to Peace,
Journal of Peace Research, 2007
"...much more interesting is your claim that
'no state has the right to pursue the internal policies it
wishes to if they are in conflict with basic values of freedom'.
Quite a statement! Not that I'm not sympathetic to it; but it is
based on a rather radical conception of sovereignty, namely
sovereignty as something that must be 'earned' by granting one's
citizens certain basic rights and freedoms. There are many who
would disagree with you on that. More importantly, there are
more than a few states who grant their citizens virtually no
rights at all.."
Judge Jonathan.blogspot. 2005 [see also
Conflict
Resolution in an Asymmetric Multi Lateral World -
Country Studies]
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Workshop on
Bridging the Gap between Self-Determination and Sovereignty - Centre for Just Peace and Democracy (CJPD)
in collaboration with Berghof Foundation for Conflict Studies,
May 2008
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Reconstructing Sovereignty: The Impact of Norms, Practices and Rhetoric,
Kathleen Claussen & Timothy Nichol, Spring 2008 |
"The ongoing reconstruction of sovereignty as an
institution with functional and ontological significance indicates that it
is both founded on the basis of and maintains an important role in shaping
international norms. Through practice and rhetoric, state and non-state
actors have developed a complex system of terminology that reflects the
evolution of sovereignty and its normative framework. This article examines
the contributions of state representatives, international institutions and
international relations scholars to the re-conceptualization of the
fundamental institution of the world order. .. “earned sovereignty,”
illustrates how divisibility qualifiers are used not only at the macro level
to describe broad, overarching trends, but also at the micro level, where
they are heavily contested, in reference to particular cases of conflict
resolution.
... Earned sovereignty entails the “conditional and
progressive devolution of sovereign powers…from a state to a sub-state
entity under international supervision.”39 Similar qualifying adjectives of
the divisibility group also give rise to the creation of such quasi-state
structures as the UN Mission in Kosovo and other transitional
administrations. These sub-state communities are placed in an indeterminate
position, as they are neither part of a recognized state nor fully
sovereign. Earned sovereignty thus captures the process during which a
political entity acquires a temporary status en route toward a conventional
conception of sovereignty. According to this interpretation, sovereignty is
no longer the unitary right of the state; rather, it is comprised of a
collection of separate competencies and authoritative functions. As a
sub-state entity acquires the capacity to self-administer, it progresses
toward achieving sovereign status..."
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Making Bread From Broken Eggs: A Basic
Recipe for Conflict Resolution
Using Earned Sovereignty - 28 Whittier Law Review 1131
(2007). Nathan P. Kirschner, 2007 |
"Questions of state sovereignty are the cause of many conflicts today. The
theory of earned sovereignty is an evolving concept. A review of recent practice
in southern Sudan, Bougainville, and Aceh shows that the core elements of
earned sovereignty offer a three-part roadmap for conflict resolution beginning
with shared sovereignty, continuing through institution building, and ending
at a determination of final status. Other parts of the theory called, “optional
elements,” are tools stakeholders in a conflict situation may use in order to
move from one core element to another until a final status solution is obtained.
Though the optional elements of phased sovereignty, conditional sovereignty,
and constrained sovereignty are parts of earned sovereignty they need not always
be used. In-depth analysis of the peace agreements in
southern Sudan,
Bougainville, and
Aceh show that, while the core elements are implemented
throughout, the optional elements are used to varying degrees and in some
instances
not at all."
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Earned Sovereignty: East Timor…Kosovo…Sri Lanka? Defence Wire,
28 September 2007 |
"...The
statement issued by the LTTE political wing to coincide with
the 62nd General Assembly of the UN raises several interesting
concerns. A careful look at the statement reveal that this is
not just another statement of the LTTE but a policy statement
that spells out its future strategic direction. I refer to the
final section of the paper that refer to the expectations of the
Tamil people from the international community.
1.To recognize the concept of the
sovereignty of the Tamil people, and support the peace
process in accordance with this principle.
2. To provide appropriate opportunities to
the Tamil people to express their aspirations, as have been
given to the people of East Timor and Kosovo.
The demand for a separate state and the
creation of a Tamil nation has been the foremost concern of the
LTTE. The ethno political conflict is about reasserting the
Tamil identity separate and distinct from a Sri Lankan identity.
Today there are some 140 self-determination movements. Those
aspiring to gain self-determination often engage in violence and
acts of terrorism and LTTE is no exception. This hinders any
constructive resolution efforts. Violence of secessionist
movements attract harsh military responses from states and often
violates international laws concerning the protection of
civilians, humanitarian concerns and human rights.
In light of recent developments in international law and the
perception towards absolute sovereignty being a barrier to
conflict resolution, LTTE’s reference to the cases of Kosovo and
East Timor indicates a policy shift towards a concept that
diplomats and the international community have adopted in
resolving secessionist conflicts: This concept is Earned
Sovereignty. Visuvanathan Rudrakumaran, who is a high profile
lawyer in New York and is a legal advisor to the LTTE in a
speech titled “The
LTTE's Flexibility in the Current Peace Process” delivered
at the Centre for Just Peace and Democracy's
'Envisioning New Trajectories for Peace in Sri Lanka' conference
held in Zurich, April, 2006 proposed the idea of Earned
Sovereignty and challenged the international community to act on
it...
The statement issued by the political wing of the LTTE
addressed to the UN is significant because this is the first
instance of LTTE acknowledging in public and advocating
international intervention based on a concept that straddles
humanitarian intervention and self-determination..."
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On Earned Sovereignty in the Conflict in Sri Lanka in
Presentation by Viswanathan Rudrakumaran in International Seminar:
Envisioning New Trajectories for Peace in Sri Lanka, 7 - 9 April
2006
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"The Machakos
Protocol, signed with the facilitation of the US, the UK,
Norway, and Italy recognized the South Sudanese people’s right to
form an independent state. The Protocol provides for a referendum in
South Sudan after six years on the question of remaining within the
state of Sudan or forming a separate state. Similarly, the
Good Friday
agreement allows the people of Northern Ireland to determine
their political future through a referendum every seven years. Along
these same lines, the
Serbian – Montenegrin Agreement recognizes the Montenegrin
people’s right to form an independent state and provides for a
referendum on this matter after three years.
The Papua New Guinea- Bouganville Agreement allows Bouganville
to hold a referendum between ten and fifteen years hence to
ascertain the political aspirations of the Bouganville people.
South
Sudan, Northern Ireland, Montenegro and Bouganville are not relics
of colonialism. The above conflicts arose in non-colonial contexts.
The international community did not oppose the Machakos Protocol on
the grounds that it infringed on the sovereignty or the territorial
integrity of the United Kingdom. It did not oppose the Serbia –
Montenegro Agreement on the grounds that it infringed on the
sovereignty or the territorial integrity of Serbia. It did not
oppose the Papua New Guinea - Bouganville agreement on the grounds
that it violated the sovereignty or the territorial integrity of
Papua New Guinea. The international community did not set any
pre-negotiation parameters on what the outcome of peace negotiations
should be in any of the above-mentioned conflicts. Recently, the UN
Secretary General Kofi Annan stated that “Talks on whether Kosovo
should remain part of Serbia or be given independence should start
soon.” Thus, although the international community employs concepts
such as “earned sovereignty,”
“phased out sovereignty” and “conditional sovereignty” in the above
conflicts, its insistence that the Tamil – Sinhala conflict on the
island of Sri Lanka be resolved within a united country creates a
perception that the international community is applying a double
standard.
Even
purely from the point of view of negotiation, leaving the options of
“earned sovereignty,” “phased out sovereignty,” and “conditional
sovereignty” off the negotiation table will reduce the incentive for
the Sinhala Nation to put forward a meaningful power-sharing
proposal or even to take the peace process seriously. On the other
hand, having these options on the table will increase the confidence
of the Tamils in the fairness of the current peace process. As Arend
Liphart argues, the best way to avoid partition is not to resist it.
"
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Contingent Sovereignty, Territorial Integrity and the Sanctity of
Borders Stuart Elden, SAIS Review, Spring 2006 |
This article looks at emergent
challenges to the sanctity of international borders. It first
provides a brief discussion of international law on the issues
of uti possidetis and territorial integrity. It then examines
challenges to these ideas that have emerged in recent years
through the notion of contingent sovereignty and its relation to
earlier calls for humanitarian intervention and current
discussions around reform of the United Nations. In contrast the
other side of the coin is the notion of earned sovereignty,
where new states can enjoy transitional paths to independence or
secession. The former has enjoyed much more international
support, but both ways of rethinking the notion of sovereignty
have important territorial implications. The article concludes
by raising questions about this relation and the question of
borders more generally. Since the end of World War II, the
international political system has been structured around three
central tenets: the notion of equal sovereignty of states,
internal competence for domestic jurisdiction, and territorial
preservation of existing boundaries.
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The Caucasus in 15
Years: Earned Sovereignty for Breakaways? , 10 December 2006 |
"..One of the most common situations is when a
people claim the right to self-determination, the larger entity
of which it is a part argues for state sovereignty and
territorial integrity. Recently a new idea has emerged to deal
with such situations. Earned sovereignty is designed to create
an opportunity for resolving such conflicts through managed
devolution of sovereign authority and functions from a state to
a substate entity and thereby promotes coexistence between a
state and a people by establishing a power sharing agreement. (P.
Williams and F. Pecci, Earned Sovereignty: Bridging the Gap
between Sovereignty and Self-Determination, Stanford Journal
of International Law 40 (2004) p. 354-355) Proponents of earned
sovereignty say that it is neutral in the debate between
self-determination and sovereignty and that earned sovereignty
bridges the “sovereignty first” and “self-determination first”
approaches and draw on their strengths while minimizing their
disadvantages. As the sovereignty and self-determination
arguments, according to proponents of earned sovereignty state,
“have been reduced to little more than legal and political
shields behind which states and substate entities justify their
actions,” finding a new way to determine the future status of a
state had to emerge to resolve conflicts. The peoples or
substate entities are guided through a process of transition to
statehood or heightened autonomy in a way that does not
undermine the legitimate interest of parent states and of the
international community. Proponents of this strategy also state
that earned sovereignty re-establishes security and promotes
democracy and institution building. "
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The Aceh Peace Process:Why it Failed -
Edward Aspinall and Harold Crouch, East West Centre, 2003
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"The peace process broke down because the two
parties were unable to agree on the fundamental issue dividing
them: whether Aceh would become an independent nation or remain
an integral part of the Indonesian state. Leaders in Jakarta
were determined to maintain Indonesia’s territorial integrity
and prevent “national disintegration.” But GAM leaders were equally adamant that Aceh had an
incontrovertible right to independence. The strategy of the peace process, as
conceived by its Geneva-based mediator, was to bridge the gap between the two
sides by shifting the focus away from incompatible goals toward more
immediate concerns such as reduction in hostilities, disarmament,
reconstruction, and the like. It was hoped that the two sides would be able to develop greater confidence in one another and perhaps eventually
come up with unexpected and creative means to resolve the underlying
political difference. In other words: the idea was to develop a political
framework for resolving the conflict by peaceful rather than violent
means. Reality proved to be very different. Not only were the two sides rarely able to put aside their differences over
first
principles, but neither evinced an unreserved commitment to the peace process as the
primary means for resolving the conflict."
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Earned sovereignty: The
Political Dimension - James R.Cooper and
Paul R.Williams, 2003 |
"This article is the first in a series of three articles prepared
under the auspices of the Public International Law & Policy Group
that discuss the emerging approach of earned sovereignty, and is the
product of the melding of two presentations delivered at the
University of Denver by the co-authors. The purpose of this article
is to provide a detailed definition of earned sovereignty, and its
sub-components, as well as to track the development of the approach
through recent state practice. The second article sets forth the
legal basis for the approach, and the third article tracks
international efforts to employ the approach as a basis for
structuring a long term resolution of the Kosovo conflict...
There are currently over fifty sovereignty-based
conflicts throughout the world, and nearly a third of the Specially
Designated Global Terrorists listed by the United States Treasury
Department are associated with sovereignty-based conflicts and
self-determination movements. To date, the “sovereignty first”
international response to these conflicts has been unable to stem
the tide of violence, and in many instances may have contributed to
further outbreaks of violence. This article will argue that the
“sovereignty first” doctrine is slowly being supplemented by a new
conflict resolution approach which we dub “earned sovereignty.”"
more
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Earned Sovereignty:
Juridical Underpinnings - Michael P.Scharf, 2003 |
"...It has
often been said that 'the defining issue in international law for the
21st century is finding compromises between the principles of
self-determination and the sanctity of borders.' Today. there are some
140 self-determination movements world-wide. Those aspiring to obtain
self-determination often resort to terrorism or armed conflict. Most of
the groups on the United States (U.S.) Department of State's list of
terrorist organizations are self-determination movements...This piece is
the second in a trilogy of three simultaneously published articles in
the Denver Journal of International Law that examine the emerging
doctrine of "earned sovereignty," a concept that seeks to reconcile the
principles of self-determination and humanitarian intervention with the
principles of sovereignty and territorial integrity. This article sets
forth the legal underpinnings for the doctrine, while the other two
articles in the trilogy provide its policy foundations, and apply the
doctrine to several modern case studies..."
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Earned Sovereignty:
Bridging the Gap Between Sovereignty
and Self-Determination -
Paul R.Williams and Francesa Jannotti
Pecci, 2003 |
"...The ability to determine the final status of the substate entity
years after the initial peace agreement provides an opportunity for
the parties to make a decision on final status at a time when
passions are not inflamed by an ongoing armed conflict. The approach
also permits a more rational, deliberative process, which may
involve the international community in some form. Similarly, the
involvement of the international community in institution building
benefits the state and substate entity by enabling the creation of
institutions necessary to ensure the stable operation of the
substate entity, either as a new state or as a province with
heightened autonomy. The creation of domestic institutions also
provides the state and the international community with an
additional point of contact to pressure the substate entity, which
facilitates the protection of legitimate interests, such as the
protection of minority rights, and responsible regional behavior..."
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Achieving a Final Status Settlement for Kosovo - A report
prepared by Janusz Bugajski, R. Bruce Hitchner, and Paul R. Williams
for the Center for Strategic and International Studies, 2003 |
"...Continuing international ambiguity and
delay over the final status of Kosovo is increasingly untenable.
Confusion and obfuscation over whether the territory becomes a
long-term United Nations (UN) or European Union (EU)
protectorate, is unilaterally handed over to Belgrade’s control,
or is finally launched on a trajectory for statehood erodes the
effectiveness of the UN Mission in Kosovo (UNMIK), fuels the
misplaced hopes for some in Serbia that all or part of Kosovo
will again come under the authority of Belgrade, postpones
stability in Southeast Europe, and most disturbingly,
contributes to increased tensions, political and economic
stagnation, and an unhealthy culture of dependence among
Kosovo’s ambitious, youthful, and growing population. The
international community has argued that Kosovo’s society and
institutions must demonstrate that they are ready to govern
responsibly before discussions on final status can begin.
However, such a position, nourished by the ambivalence over
status in UN Resolution 1244, turns the problem on it head. It
is not so much up to the Kosovars to prove their ability to
govern as much as it is up to the international community to
make the case for why the development of functioning
institutions in Kosovo precludes the determination of the
territory’s final status or why the nature of that status should
remain in question..."
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